-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WMhn1k3jPYFVY878S1USgl6qpl8iXPdDomVNOOuLkK7nJ+ccpA4MZTDvsjJrmsjN a1MQgiMh5Pk6+U1KkV6DxQ== 0000927016-99-000577.txt : 19990215 0000927016-99-000577.hdr.sgml : 19990215 ACCESSION NUMBER: 0000927016-99-000577 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48983 FILM NUMBER: 99534993 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER SPAGHT INC CENTRAL INDEX KEY: 0001031602 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042950171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172476700 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13G/A 1 SCHEDULE 13G/A - AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nitinol Medical Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 65476T104 ------------------------------ (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 65476T104 Page 2 of 6 pages --------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Fletcher Spaght, Inc., ID# ------------------ - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 State of Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 587,337 shares (includes 83,329 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days SHARES after December 31, 1998) ----------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 OWNED BY 0 shares EACH ----------------------------------------------------------- SOLE DISPOSITIVE POWER REPORTING 7 587,337 shares (includes 83,329 shares which Fletcher PERSON Spaght, Inc. has the right to acquire within 60 days after December 31, 1998) WITH: ----------------------------------------------------------- SHARED DISPOSITIVE POWER 8 0 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 587,337 shares (includes 83,329 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1998) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] Not applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 CO - ------------------------------------------------------------------------------ Page 2 of 6 pages CUSIP No. 65476T104 --------- Item 1(a) Name of Issuer: - --------- --------------- Nitinol Medical Technologies, Inc. Item 1(b) Address of Issuer's Principal Executive Office: - --------- ----------------------------------------------- 27 Wormwood Street Boston, MA 02210 Item 2(a) Name of Person Filing: - --------- ---------------------- Fletcher Spaght, Inc. Item 2(b) Address of Principal Business Office or, if none, Residence: - --------- ------------------------------------------------------------ 222 Berkeley Street Boston, MA 02116-3761 Item 2(c) Citizenship: - --------- ------------ State of Delaware Item 2(d) Title of Class of Securities: - --------- ----------------------------- Common Stock, $.001 par value per share. Item 2(e) CUSIP Number: - --------- ------------- 65476T104 Item 3 Description of Person Filing: - ------ ----------------------------- Not applicable Item 4 Ownership: - ------ ---------- (a) Amount Beneficially Owned: -------------------------- 587,337 shares (includes 83,329 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1998) CUSIP No. 65476T104 --------- (b) Percent of Class: ---------------- 5.5% (c) Number of shares as to which person has: --------------------------------------- (i) sole power to vote or to direct the vote: 587,337 shares (includes 83,329 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1998) (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition of: 587,337 shares (includes 83,329 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1998) (iv) shared power to dispose or to direct the disposition of: 0 shares Item 5 Ownership of Five Percent or Less of a Class: - ------ -------------------------------------------- Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: - ------ --------------------------------------------------------------- Not applicable. Item 7 Identification and Classification of the Subsidiary Which - ------ --------------------------------------------------------- Acquired the Security Being Reported on by the Parent Holding -------------------------------------------------------------- Company: ------- Not applicable. CUSIP No. 65476T104 --------- Item 8 Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of Group: - ------ ------------------------------ Not applicable. Item 10 Certification: - ------- ------------- Not applicable. CUSIP No. 65476T104 --------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 10, 1999 FLETCHER SPAGHT, INC. By: /s/ R. John Fletcher ------------------------------- Name: R. John Fletcher Title: Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----